The U.S. Securities and Exchange Commission has decided to formally revoke enforcement staff's authorization to formally ...
The Managed Funds Association, a private fund industry group, has urged the U.S. Securities Exchange Commission (SEC) to ...
SEC employees have until March 21 to decide, according to a February 28 all-staff memo from the SEC's chief operating officer ...
Allarity Therapeutics, Inc. (“Allarity” or the “Company”) (NASDAQ: ALLR), a Phase 2 clinical-stage pharmaceutical company ...
Vermont, USA, dropped its case against Coinbase over staking services, citing the regulatory shift in the country.
The SEC in 2022 proposed requiring some crypto firms to register as alternative trading systems, drawing criticism from the ...
Broadstreet Inc. withdrew its appeal of a decision allowing a Securities and Exchange Commission probe into its real-estate ...
The securities regulator's long-delayed rule expanding the scope of certain trading platforms shouldn't have tried to include ...
These changes are effective as of the date of the SEC’s announcement. The enhancements widen the scope of the accommodation to include de-SPAC transactions and allow for draft registration statements ...
The U.S. Securities and Exchange Commission (SEC) drastically reduced its accounting and auditing enforcement activity in fiscal year 2024, the ...
The SEC has dismissed or paused several crypto-related cases in recent weeks, which Kraken sees as a “turning point” for U.S.
NEW DELHI – The Indian government has directed a district court in Ahmedabad to process a summons from the U.S. Securities ...
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