The corporate watchdog alleges the superannuation trustee failed to protect consumers because it did not conduct adequate due diligence.
Discover how ASIC regulates Australian financial markets, enforces laws, and promotes investor confidence through fair, transparent practices in the financial sector.
ASIC commissioner Kate O’Rourke said conflicts of interest remain a material concern for the financial system. “Conflicts of ...
ASIC has fined 12 large private companies $2.2m for late accounts. The regulator says directors need to sharpen their ...
The nation’s top lender had also been slammed by Labor MP Ed Husic for “profiting off ill-gotten gains” and dodging its ...
Following consultation conducted between 30 July and 5 September, during which ASIC received 26 submissions, it has ...
On Thursday, the Australian Securities and Investments Commission (ASIC) suspended MW Planning’s Australian financial ...
This includes three big-name fashion brands, White Fox Boutique, M.J. Bale and Aje. The other nine are Bing Lee, Bob Jane, ...
Macquarie Group said on Friday that its unit Macquarie Securities (Australia) (MSAL) has agreed to pay a penalty of A$35 ...
A review of the Australian Securities Exchange delivered a vote of no-confidence in the market operator after it was found to ...
When ASIC released its Capital Markets Roadmap (REP 823) in November, it foreshadowed the introduction of an “easily-referenced regulatory guidance catalogue” for funds management. That commitment has ...
Failing to update ASIC of changes to company email addresses could result in major fines, according to draft legislation put ...
Some results have been hidden because they may be inaccessible to you
Show inaccessible results