The incoming rules separating payments for trading and research in the European Union will expand beyond the region and are likely to boost full unbundling of client commissions around the world.
In Europe, the second Markets in Financial Instruments Directive and Regulation (MiFID II/MiFIR) have been with us since January 2018. In the preceding months, market participants completed multi-year ...
MiFID II significantly broadens the to do list for compliance teams and legal counsels- introducing extended reporting obligations on market participants, compared to the existing requirements under ...
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