On May 16, 2024, the Securities and Exchange Commission (“SEC”) adopted amendments (the “Amendments”) to modernize Regulation S-P (“Reg ...
Financial advisors face regulatory uncertainty as SEC Chair Paul Atkins reverses Gensler-era proposals while keeping ...
The falling number of public companies has less to do with onerous regulations for public markets than the strength and ...
SEC Chair Paul Atkins explains a new rule aimed at revitalizing IPOs and criticizes three major factors preventing companies ...
An SEC order delaying Regulation NMS compliance creates a roadmap for crypto platforms arguing fair notice in ongoing litigation.
The Change - On September 17, 2025, and effective September 19, 2025, the Securities and Exchange Commission (the “SEC”) announced ...
The Department of Government Efficiency is pushing the SEC to ease regulations around Special Purpose Acquisition Companies (SPACs) and confidential reporting by private investment funds. DOGE ...
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Kyle Samani says tokenization of U.S. equities will be a turning point for crypto regulation
Multicoin Capital’s Kyle Samani believes tokenizing U.S. equities could mark a key shift in crypto regulation, with the ...
Determining whether an ownership change under Sec. 382 has occurred can hinge on understanding the shareholder aggregation and segregation rules.
The Philippines SEC, under direction from the DOF, is implementing new rules to cap interest rates and fees on small, unsecured loans to protect consumers from abusive online lending practices.
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