SEC Whistleblower Program: What to Expect Under the Trump Administration
The Trump administration will likely impact the SEC whistleblower program in terms of a change in its enforcement priorities, ...
The National Law Review7d
SEC Whistleblower Awarded $3 Million for Providing Information, Identifying Witnesses
On January 13, the U.S. Securities and Exchange Commission (SEC) issued a $3 million whistleblower award to an anonymous ...
Whistleblowing in 2025: What's on the Horizon for GCs?
A recent report from one high-profile law firm argued it was more crucial than ever for corporates to foster “an internal ...
Settling Securities Cases with Regulators
Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...
The National Law Review8d
Report Concludes SEC’s Whistleblower Program is a Resounding Success and Essential to Investor Protection
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up to receive our free e-Newsbulletins Some states have laws and ethical rules regarding solicitation and ...
JD Supra16d
SEC Announces Settlement With Investment Advisory Firm For Allegedly Breaching Fiduciary Duties And Violating Whistleblower Protection Rule
On January 16, 2025, the Securities and Exchange Commission (“SEC”) filed a settled enforcement action against a pair of related investment ...
Fraud Whistleblower's Retaliation Suit Advances Against Insurer
A whistleblower can move forward with his suit accusing insurance products company Venture Agency Holdings Inc. of retaliation after reporting alleged fraud to the SEC, a California federal district ...