Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody ...
The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...
Reviewed by JeFreda R. Brown Investors, particularly individual investors, buy, sell, and trade stocks with a certain sense ...
Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...
On January 14, 2025, the U.S. Securities and Exchange Commission (the “SEC”) sued Elon Musk over his 2022 acquisition of Twitter, Inc. stock ...
More fundamentally, Bitnomial argues that it "cannot possibly comply with the [Securities Exchange Act of 1934's] requirements to list XRP Futures," which require the issuer of the underlying ...
Brent W. Clum, President, Business Operations, and Chief Financial Officer of TXO Partners, L.P. (NASDAQ:TXO), a $759 million market cap energy company paying a notable 12.5% dividend yield, recently ...
deregister the Company’s securities under the U.S. Securities Exchange Act of 1934, as amended (the “Exchange Act”), after taking into account a number of considerations, including ...
of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company's securities between November 2 ...
of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company's securities between February 29 ...