JD Supra15d
SEC Rule 13f-2 and Form SHO: New Short Position Reporting Requirements for Certain Investment Managers
The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act of 1934 (the ...
JD Supra20h
Temporary Reprieve for New Short Sale Reporting on Form SHO; Filings not Due Until 2026
The date for complying with new Rule 13f-2 and filing Form SHO has been extended by one year. The first filings by covered institutional ...
The National Law Review1d
SEC Announces One-Year Extension for Rule 13f-2, Form SHO Compliance
Institutional investment managers who were preparing to file their initial Form SHO on Feb. 14, 2025, have been granted a one ...
Capital Properties, Inc. Form 15 Filing
Capital Properties, Inc. (OTCQX: CPTP) today announced that it filed a Form 15 with the Securities and Exchange Commission (the "SEC") to deregister its Class A common stock under Section 12(g) of the ...
LIXTE Biotechnology Submits Request for Withdrawal of Form S-1 Registration Statement
Readers are urged to read the risk factors set forth in the Company’s filings with the United States Securities and Exchange Commission at https://www.sec.gov. The Company disclaims any intention or ...
Yahoo Finance11d
Texas Stock Exchange files Form 1 registration to operate as a national securities exchange
has filed its Form 1 registration with the U.S. Securities and Exchange Commission (SEC). TXSE wordmark (PRNewsfoto/TXSE Group Inc.) TXSE is one of the only fully integrated exchanges to file for ...