FINRA Licensing Presentation: Series 7 and 63 Exam
37:13
YouTubeSecurities Training Corporation
FINRA Licensing Presentation: Series 7 and 63 Exam
This video is an overview of the FINRA Series 7 and Series 63 exams Series 7 - General Securities Representative Examination This registration qualifies a candidate for the solicitation, purchase, and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct ...
32K viewsNov 22, 2016
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Lincoln Lucas Mason (CRD# 7057393) is a former financial advisor who was previously registered with Edward Jones from March 2019 to December 2021. According to records maintained by Financial Industry Regulatory Authority (FINRA) BrokerCheck, Mason has a troubling record that includes two regulatory actions, two customer disputes, and one employment termination involving allegations of misconduct. https://levinlaw.com/newsroom/bad-brokerlincoln-lucas-mason/ | Levin Papantonio Law Firm
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