About FINRA
finra.org
About FINRA
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY is a not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
Jan 1, 2009
Financial Industry Regulatory Authority FINRA Exams
Vivian Tu | Your Rich BFF on Instagram: "Comment BOOK2 to preorder my second book WELL ENDOWED and learn the truth behind all the financial headlines! . . . . #money #finance #financialfreedom #save #savemoney"
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Vivian Tu | Your Rich BFF on Instagram: "Comment BOOK2 to preorder my second book WELL ENDOWED and learn the truth behind all the financial headlines! . . . . #money #finance #financialfreedom #save #savemoney"
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We have launched FINRA Forward, a series of initiatives to further improve our effectiveness and efficiency in pursuing our mission. FINRA Forward addresses how we can best fulfill our mission of protecting investors, safeguarding market integrity, and promoting market confidence. The future begins now, with targeted initiatives to modernize regulations, enhance industry compliance, and strengthen protections against cyber threats. Learn more below and read about FINRA Forward in CEO Robert Cook
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